085460b5e0
SSOT 대시보드:
- 한신대 기술분석 PDF(19쪽) 정합성 분석 + 이번 세션 발견 섹션 추가
- 섹션 폴드아웃(접기)·상단 목차(드릴다운)·모두 펼치기/접기 — 내용 보존, 레이아웃만 정리
페르소나 반응 강화('저항·반응 조절' 핵심 차별):
- PersonaCard.triggers(역린) 필드 + CCD 핵심상처 파생 역린 블록
- L0에 무례·모욕·조롱 시 현실적 동맹 균열 반응 지침
버그·성능 수정(라이브/E2E로 포착):
- 게이트웨이 페르소나 격리: --append-system-prompt를 --system-prompt(교체)로 + --exclude-dynamic-system-prompt-sections (내담자 캐릭터 붕괴·개발맥락 누출 차단)
- RAG: 임베더 동기 로드(약 7-13초)를 _warm_rag_caches 백그라운드 warm으로(세션 생성 블로킹 회귀 수정)
- voice TTS RMS 데드힌트 제거, init_state OpennessParams 파라미터객체화
- 한국어 PII(날짜·금액·주소) 마스킹 보강
- 레이아웃 시각 게이트: 폼 컨트롤 값 스크롤 오탐 제외(7/7)
검증: 백엔드 84/84, E2E 42(데스크톱 27·모바일 11·아바타 4), 시각 게이트 7/7
152 lines
4.7 KiB
Markdown
152 lines
4.7 KiB
Markdown
# Phase 3 Privacy, Consent, and Withdrawal Audit
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## Purpose
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Provide an operator checklist for consent, withdrawal, privacy review, and evidence
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collection before and during the 20-person education pilot. This is an operational
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artifact, not legal advice.
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Primary evidence files:
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- `04-privacy/privacy_audit.md`
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- `04-privacy/withdrawal_log.csv`
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## Pre-Pilot Privacy Gate
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Copy this checklist into `04-privacy/privacy_audit.md` and complete it with reviewer
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names, dates, and evidence links.
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```markdown
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# Phase 3 Privacy Audit
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Pilot ID:
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Evidence root:
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Review date:
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Operator:
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Data steward:
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Legal/privacy reviewer:
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## Scope
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- [ ] Intended use is education/training, not diagnosis, treatment, or emergency care.
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- [ ] Participant population and inclusion/exclusion criteria are approved.
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- [ ] Self-harm primary scenarios remain excluded unless separately approved.
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- [ ] Minor/source-case data use, if any, has documented lawful consent or approval.
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## Consent
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- [ ] Consent form version is recorded.
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- [ ] Consent covers session storage, review, KPI reporting, and any dataset export use.
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- [ ] Consent explains third-party model or inference transfer, if applicable.
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- [ ] Consent explains withdrawal process and practical limits after anonymized export.
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- [ ] Consent receipt is captured before first session.
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## Privacy Controls
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- [ ] Evidence files use pseudonymous participant IDs only.
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- [ ] Identity map location is restricted and not in the repository or export.
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- [ ] PII masking is active before external model calls.
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- [ ] Raw audio, raw source cases, and direct identifiers are excluded from Phase 3
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artifacts unless separately approved.
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- [ ] Retention and deletion schedule is documented.
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- [ ] RBAC and audit logging are enabled for instructor/admin views.
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- [ ] Export PII scan process is documented.
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## Vendor and Transfer Review
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- [ ] Model providers and regions are listed.
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- [ ] Data sent to each provider is described at field level.
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- [ ] Secrets are not stored in evidence files.
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- [ ] Any overseas transfer, subprocessors, or institutional requirements have been
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reviewed by counsel or the designated privacy reviewer.
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## Decision
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- [ ] Approved to start pilot.
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- [ ] Approved to generate KPI report.
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- [ ] Approved to generate anonymized export.
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- [ ] Blocked pending legal/privacy review.
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Open issues:
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```
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## Withdrawal Log
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Evidence file: `04-privacy/withdrawal_log.csv`
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Required header:
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```csv
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participant_id,requested_at,effective_at,scope,status,attestation_path
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```
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Allowed `scope` values:
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- `future_sessions_only`
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- `exclude_from_analysis`
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- `exclude_from_export`
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- `delete_where_policy_allows`
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Allowed `status` values:
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- `received`
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- `in_progress`
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- `completed`
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- `rejected_by_policy`
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- `needs_legal_review`
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## Withdrawal Runbook
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1. Record the request in `withdrawal_log.csv` using only `participant_id`.
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2. Stop new sessions for that participant.
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3. Mark the roster `withdrawal_state`.
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4. Identify sessions, turns, measures, review records, and export rows in scope.
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5. Exclude the participant from future exports unless legal review states otherwise.
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6. Remove or anonymize records where the approved retention/deletion policy allows.
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7. Create an attestation note at the path listed in `attestation_path`.
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8. Re-run the artifact checker and KPI report.
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9. If an export was already produced, add a manifest limitation and create a replacement
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export if required by policy.
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Attestation template:
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```markdown
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# Withdrawal Attestation
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Participant ID:
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Request received:
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Effective date:
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Scope:
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Operator:
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Reviewer:
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Actions completed:
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- [ ] Account/session access stopped.
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- [ ] Roster updated.
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- [ ] KPI denominator/exclusion notes updated.
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- [ ] Export manifest updated or export blocked.
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- [ ] Deletion/anonymization completed where policy allows.
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Records not changed and reason:
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Reviewer decision:
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```
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## Daily Operator Checklist During Pilot
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- [ ] New sessions have consent receipts before start time.
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- [ ] No direct identifiers were added to evidence CSVs.
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- [ ] Instructor/admin access review entries are present for any manual review.
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- [ ] Withdrawal requests are processed before KPI/export generation.
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- [ ] Safety events are reviewed without copying sensitive free text into the roster.
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- [ ] Evidence root checker is run after each pilot day:
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```powershell
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python scripts\check-phase3-artifacts.py --check --evidence-root $root
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```
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## Exit Gate
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The privacy gate is complete only when:
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- `privacy_audit.md` is signed and has no unresolved high severity issue.
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- `withdrawal_log.csv` exists and all rows are terminal or explicitly marked
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`needs_legal_review`.
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- KPI and export artifacts use the same withdrawal/exclusion decisions.
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- Legal/privacy reviewer has approved real participant evidence handling.
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